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1
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- Andrew G. Lee, MD
- Professor of Ophthalmology, Neurology, and Neurosurgery
- University of Iowa Hospitals and Clinics
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2
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- ACGME Vision disconnected from Action = Daydream
- Local Action disconnected from “Vision” = Nightmare
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3
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- Brief recap of status of ACGME outcome project (aka: the ACGME
competencies)
- Introduce practical general strategies
- Provide insights from our local UIHC efforts
- Two take home tools for two “tough ones” (ie, Practice-based &
Systems based learning)
- Tell you about our UIHC local survey of status quo
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4
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- 1. Neophyte to competencies: Introduction
- 2. Newly converted: Tips for starting
- 3. Early adopter: Tools to take home
- 4. True believer: Implementation matrix
- 5. Non-believer: Reason to believe
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5
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- ACGME competencies outcomes project
- Define ACGME general competencies
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6
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7
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- Patient Care
- Medical Knowledge
- Professionalism
- Systems-based Practice
- Practice-based Learning & Improvement
- Interpersonal & Communication skills
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8
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- Tool development
- (i.e., good, fast, cheap)
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9
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- Good
- Reliable (reproducible, accurate)
- Valid (measures what you want to measure)
- Feasible
- Generalizable
- Fast
- Low faculty burden
- Easy to grade and collect data
- Cheap
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10
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- Advantages
- Familiar
- User friendly
- Easy to use
- Cheap
- Semi-quantitative
- Universal (the “hammer” of evaluation)
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11
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12
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- Nine page form “bit off more than it could chew” (i.e., “too many
questions”)
- Tried to measure all 6 competencies in one form
- Not specific for behaviors being tested
- Not valid (can not measure some competencies)
- Not reliable
- Not feasible
- Faculty revolt
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13
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- Disadvantages
- Grade inflation
- Halo and pitchfork effects
- Narrow range of scores
- Not able to measure some competencies
- Summative not formative feedback
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14
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15
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- Grade inflation degrades meaning of scores
- Everyone is “above average”
- Not useful for formative feedback
- Resident self –esteem damaged by “low” or even average scores
- Faculty inter-rater reliability problems
- Easy and hard graders
- Lazy graders (“7” all the way down the form)
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16
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- “This form takes too long to complete”
- Everyone gets a “7”or an “8”
- Half the questions end up “not applicable”
- “How can we possibly know if the resident is competent in practice based
learning?”
- “What is practice based learning?”
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17
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- Norm (1-5) referenced (peer benchmarked)
- Below average
- Average
- Above average
- Excellent
- Outstanding
- 50% of the drivers in this room are below average…raise your hand if you
are “below average”!
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18
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- Dreyfus model of achieving expertise
- Novice
- Beginner
- Advanced beginner
- Proficient
- Expert
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19
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- Dreyfus model of achieving expertise
- Novice Driver’s education
- Beginner First year driver
- Advanced beginner First 5 years
- Proficient Next 5 years
- Expert > 10 years
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20
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- Reduced “nine page form” to one page
- Reduced faculty burden and time
- Reduced faculty complaints
- Increased intra-rater reliability & inter-rater reliability
- Provided summative feedback
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21
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- Old paradigm
- Norm referenced (peer benchmarked)
- Summative encounter
- RRC “Nine-page” global evaluation form (“N/A”)
- Faculty burden high
- Creates incentives for grade inflation
- New paradigm
- Criterion referenced
- Formative feedback (allows for improvement)
- One page
- Faculty burden low
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22
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- Less is more (ask less questions from more observers improves
reliability)
- Formative is superior to summative feedback
- Validity is improved by measuring specific competencies assessed by
behaviors
- Dreyfus model allows for behavior specific achievement over time
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23
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- Novice Knows about competencies
- Beginner Implemented rudimentary assessment tool (global
evaluation form)
- Advanced Implementation matrix
- Proficient Pilot testing
- Expert Scholarly productivity (presentations, papers)
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24
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- Over-arching principles
- Pick your allies
- Be a champion
- Pick your battles
- Less is more
- Start slow
- Build on success
- Teach & assess simultaneously
- Shift to learner driven documentation
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25
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- Sing to the choir first
- You know who you can count on in your department
- Start a small Task Force on the competencies
- Meet in person (regularly)
- Develop written goals & objectives
- Implement
- Divide (the labor) and conquer (small steps)
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26
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- You have to believe (or they wont)
- You have to organize the effort
- Tools will not build themselves
- No one will hand them to you either
- Roles
- Lead Task Force
- Delegate tasks (small)
- Cheerleader
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27
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- You know who will do what and when
- e.g., Ask senior people to teach but not assess, ask volunteer faculty
to assess but not teach
- Small bites
- Don’t ask everyone to do everything
- Don’t ask a few to do everything
- Be realistic
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28
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- Ask fewer questions of more individuals
- Time burden limit: 15 minutes
- e.g., Global Evaluation form = one page
- Minimize number of competencies assessed at one encounter
- Validate tools against one another over time
- Discriminative validity (PGY 2 vs. PGY 4)
- Concurrent validity (different tools same time)
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29
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- Pick low hanging fruit first
- Start with validated tools
- Start with easy tools
- Written (in-service) exams
- Global evaluation form
- Journal club (practice based learning)
- Portfolio
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30
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- Explicit objectives
- Roadmap of achievement
- Inventory of existing educational tools
- Checklist and timeline
- Follow your implementation matrix
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31
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- Multiple assessments
- Multiple observers
- Multiple tools
- Formative & summative purposes
- Adequate timing & frequency of assessment
- Good (reliable, valid), fast, & cheap!
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32
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- Use existing educational inventory
- Teach & assess at the same encounter
- Grand rounds = practice based learning
- Staffing clinic = patient care
- Informed consent = professionalism, communication skills
- Morbidity conference = systems based care
- Chart rounds = practice based learning
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33
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- Why are you assessing? (importance?)
- Who will assess the learner?
- When will the assessment occur?
- What tool(s) will be used?
- How will the assessment be used (formative, summative, both)?
- How often will the assessment occur?
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34
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- Two take home tools
- Structured journal club
- Portfolio
- Two tough competencies
- Practice based learning
- Systems base learning
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35
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- Practice-Based Learning and Improvement
- Investigation & evaluation of own patient care
- Appraisal & assimilation of evidence
- Improvements in own patient care
- (Evidence based medicine in practice)
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36
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- Why: To assess practice based learning
- Who: Rotating faculty journal club leader
- When: Four times per year
- What: Structured journal club checklist
- How: Formative & summative encounter
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37
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- N=29 residents
- 3 academic centers (Iowa, UC, UCLA)
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38
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- 1 = Unaware of concept in PBL
- 2 = Aware but did not apply
- 3 = Applied did not document results
- 4 = Documented application but did not sustain
- 5 = Sustained application of concept over time
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39
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- A: Appraise and assimilate scientific evidence
- B: Read critically & draw clinical conclusions
- C: Use systematic & standardized checklist
- D: Apply study design & statistical methods
- E: Maintain self-documented written record (e.g., learner portfolio) of
PBL
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40
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- Increase in score between pre & post testing
- Domain P value
- A 51% 0.0005
- B 72% < 0.0001
- C 27% < 0.0001
- D 72% < 0.0001
- E 86% < 0.0001
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41
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42
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43
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- Statistically significant improvement (p< .0001)
- Resident self-assessed PBL scores improved across all 5 ACGME domains
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44
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- Journal club can be used as a tool to both TEACH & ASSESS competency
- JC is well known, familiar, off the shelf, feasible, valid, reliable,
& cheap
- JC in our pilot study showed statistically significant improvement in
self-assessed competence
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45
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- The journal club tool is…
- Fast (off the shelf, in your program now)
- Cheap (free)
- Good (reliable, valid, feasible)
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46
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- Systems-Based learning (SBL)
- Awareness of and responsiveness to larger context & system of
health care
- Ability to effectively call on system resources to provide care that
optimal
- (Work within the health care system)
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47
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- Everything a learner needs to accomplish
- Road map for success
- Everything a learner does
- Chronicles milestones
- Highlights “best work”
- Permanent record
- Not just a repository
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48
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- Assessment drives learning
- Competencies require documentation
- Reliable, valid, feasible, & inexpensive tools needed for assessment
- Need for robust “off the shelf” tools now
- Focus on individual quality improvement
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49
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- Great “measuring tape” for multiple competencies
- Can measure “tough” ones (e.g., practice-based & system based
learning)
- Draws from actual work in real world
- Inexpensive to implement
- Learner driven
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50
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- Section 1 - General Demographics
- Section 2 - Credentialing Documentation
- Section 3 - Department Credentials
- Section 4 - Examination Scores
- Section 5 - Publications / Presentations
- Section 6 – Evaluations
- Section 7- Self assessment
project (follow patient through system of health care, track costs of
care)
- Section8 – PBL chart audit/chart review
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51
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- Start now
- Explicit criteria for contents
- Write down what you want
- Start small (skeleton first)
- Modify as needed (add more meat to skeleton)
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52
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- Take home CD-ROM
- On line portfolios
- PDA input (multimedia)
- Direct real time access of faculty
& program director to portfolio data
- Comparison of aggregate data
- Testing of reliability & validity
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53
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54
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- Existing tools
- Journal club
- Morbidity conference
- Global evaluation
- Grand rounds
- Summative feedback
- Surgery/procedure logs
- Revised tools
- Structured journal club
- Near Miss analysis
- 360 degree evaluation
- Record presentations include references
- Formative feedback
- Portfolio
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55
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- Case based learning
- Direct observation: simulated, standardized or real patients (objective
structured clinical exam: OSCE)
- Journal club
- M & M (Near miss)
- Chart audit or chart stimulated recall
- Qualitative reviews: Patients, ancillary, peers (not just faculty)
- Portfolio (surgical & procedure logs)
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56
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- Patient care
- Medical knowledge
- Practice based learning
- Interpersonal skills
- Professionalism
- Systems-based practice
- Surgery
- Direct observation, patient surveys
- Written & oral exams
- Journal club, quality assurance chart audit
- Observation, evaluations
- Performance reviews
- Web based vignettes, case studies, portfolio, near miss
- Surgical OSCE, video or virtual surgery, portfolio
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57
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58
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59
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60
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61
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- Where are you in the outcomes project (novice, proficient, expert?)
- How can GME help you?
- What do you want? What do you need?
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62
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- Clearinghouse of best practices
- Compare and contrast existing tools
- Compliance consultation(s) for programs
- Compile pooled educational resources
- Collect shared tools & experience
- Communicate via web resources
- Chat room
- Call the help line (ask the experts)
- Coordinate multi-departmental pilot testing
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63
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- Recap of status of ACGME outcomes project (aka: the competencies)
- Practical general strategies & insights from our local UIHC
efforts
- Few specific approaches for Practice-based learning and Systems based
learning
- Give you two take home tools (JC, Portfolio)
- Tell you about our local survey of status quo
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64
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- 1. Neophyte to competencies: Introduction
- 2. Newly converted: Tips for starting
- 3. Early adopter: Tools to take home
- 4. True believer: Implementation matrix
- 5. Non-believer: Reason to believe
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