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UIHC GME update on the ACGME General Competencies
  • Andrew G. Lee, MD
  • Professor of Ophthalmology, Neurology, and Neurosurgery
  • University of Iowa Hospitals and Clinics
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Vision vs. Action
  • ACGME Vision disconnected from Action = Daydream
  • Local Action disconnected from “Vision” = Nightmare
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Five objectives
  • Brief recap of status of ACGME outcome project (aka: the ACGME competencies)
  • Introduce practical general strategies
  • Provide insights from our local UIHC efforts
  • Two take home tools for two “tough ones” (ie, Practice-based & Systems based learning)
  • Tell you about our UIHC local survey of status quo


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This talk will help you even if you are…..
  • 1. Neophyte to competencies: Introduction
  • 2. Newly converted: Tips for starting
  • 3. Early adopter: Tools to take home
  • 4. True believer: Implementation matrix
  • 5. Non-believer: Reason to believe
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Objective 1: ACGME competencies review & update
  • ACGME competencies outcomes project
  • Define ACGME general competencies
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Who is ACGME?....Depending on your perspective
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The recap….Six general competencies
  • Patient Care
  • Medical Knowledge
  • Professionalism
  • Systems-based Practice
  • Practice-based Learning & Improvement
  • Interpersonal & Communication skills
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Objective 2:
General strategies
  • Tool development
  • (i.e., good, fast, cheap)
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Ideal tool: Educational jargon
  • Good
    • Reliable (reproducible, accurate)
    • Valid (measures what you want to measure)
    • Feasible
    • Generalizable
  • Fast
    • Low faculty burden
    • Easy to grade and collect data
  • Cheap
    • Cheap
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Improving an assessment tool:
Global evaluation (A true story)
  • Advantages
  • Familiar
  • User friendly
  • Easy to use
  • Cheap
  • Semi-quantitative
  • Universal (the “hammer” of evaluation)


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Tempting to use global evaluation to assess all 6 competencies (hammer)
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Old global evaluation form
(“nine page RRC form”)
  • Nine page form “bit off more than it could chew” (i.e., “too many questions”)
  • Tried to measure all 6 competencies in one form
  • Not specific for behaviors being tested
  • Not valid (can not measure some competencies)
  • Not reliable
  • Not feasible
  • Faculty revolt
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Improving an assessment tool:
Global evaluation (A true story)
  • Disadvantages
  • Grade inflation
  • Halo and pitchfork effects
  • Narrow range of scores
  • Not able to measure some competencies
  • Summative not formative feedback
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Halo & pitchfork effect
(“good guy” or “bad boy” syndrome)
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Why we needed to change content of the global evaluation tool
  • Grade inflation degrades meaning of scores
    • Everyone is “above average”
    • Not useful for formative feedback
    • Resident self –esteem damaged by “low” or even average scores
  • Faculty inter-rater reliability problems
    • Easy and hard graders
    • Lazy graders (“7” all the way down the form)


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Actual faculty feedback on “nine page official RRC evaluation form”
  • “This form takes too long to complete”
  • Everyone gets a “7”or an “8”
  • Half the questions end up “not applicable”
  • “How can we possibly know if the resident is competent in practice based learning?”
  • “What is practice based learning?”
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Old model: Driving example
  • Norm (1-5) referenced (peer benchmarked)
    • Below average
    • Average
    • Above average
    • Excellent
    • Outstanding
  • 50% of the drivers in this room are below average…raise your hand if you are “below average”!


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Changing the scale
(Criterion referenced)
  • Dreyfus model of achieving expertise
    • Novice
    • Beginner
    • Advanced beginner
    • Proficient
    • Expert
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Changing the scale:
Driving example
  • Dreyfus model of achieving expertise
    • Novice Driver’s education
    • Beginner First year driver
    • Advanced beginner First 5 years
    • Proficient Next 5 years
    • Expert > 10 years
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Global evaluation form modifications: Summary
  • Reduced “nine page form” to one page
  • Reduced faculty burden and time
  • Reduced faculty complaints
  • Increased intra-rater reliability & inter-rater reliability
  • Provided summative feedback
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How we changed the tool
  • Old paradigm
    • Norm referenced (peer benchmarked)
    • Summative encounter
    • RRC “Nine-page” global evaluation form (“N/A”)
    • Faculty burden high
    • Creates incentives for grade inflation
  • New paradigm
    • Criterion referenced
    • Formative feedback (allows for improvement)
    • One page
    • Faculty burden low



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Practical lessons learned
  • Less is more (ask less questions from more observers improves reliability)
  • Formative is superior to summative feedback
  • Validity is improved by measuring specific competencies assessed by behaviors
  • Dreyfus model allows for behavior specific achievement over time
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Where are you and your program on Dreyfus scale for the Competencies?
  • Novice Knows about competencies
  • Beginner Implemented rudimentary assessment tool (global evaluation form)
  • Advanced Implementation matrix
  • Proficient Pilot testing
  • Expert Scholarly productivity (presentations, papers)
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Objective 3: Insights from UIHC experience
  • Over-arching principles
    • Pick your allies
    • Be a champion
    • Pick your battles
    • Less is more
    • Start slow
    • Build on success
    • Teach & assess simultaneously
  • Shift to learner driven documentation


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Pick your allies
  • Sing to the choir first
  • You know who you can count on in your department
  • Start a small Task Force on the competencies
  • Meet in person (regularly)
  • Develop written goals & objectives
  • Implement
  • Divide (the labor) and conquer (small steps)
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Be a champion
  • You have to believe (or they wont)
  • You have to organize the effort
  • Tools will not build themselves
  • No one will hand them to you either
  • Roles
    • Lead Task Force
    • Delegate tasks (small)
    • Cheerleader
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Pick your battles
  • You know who will do what and when
  • e.g., Ask senior people to teach but not assess, ask volunteer faculty to assess but not teach
  • Small bites
  • Don’t ask everyone to do everything
  • Don’t ask a few to do everything
  • Be realistic
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Less is more
  • Ask fewer questions of more individuals
  • Time burden limit: 15 minutes
  • e.g., Global Evaluation form = one page
  • Minimize number of competencies assessed at one encounter
  • Validate tools against one another over time
    • Discriminative validity (PGY 2 vs. PGY 4)
    • Concurrent validity (different tools same time)
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Start small
  • Pick low hanging fruit first
  • Start with validated tools
  • Start with easy tools
    • Written (in-service) exams
    • Global evaluation form
    • Journal club (practice based learning)
    • Portfolio
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Develop an implementation matrix
  • Explicit objectives
  • Roadmap of achievement
  • Inventory of existing educational tools
  • Checklist and timeline
  • Follow your implementation matrix
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Implementation matrix:
 Best practices & “Blue sky”
  • Multiple assessments
  • Multiple observers
  • Multiple tools
  • Formative & summative purposes
  • Adequate timing & frequency of assessment
  • Good (reliable, valid), fast, & cheap!


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Teach & assess simultaneously
  • Use existing educational inventory
  • Teach & assess at the same encounter
    • Grand rounds = practice based learning
    • Staffing clinic = patient care
    • Informed consent = professionalism, communication skills
    • Morbidity conference = systems based care
    • Chart rounds = practice based learning
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Matrix contents: Blue print
  • Why are you assessing? (importance?)
  • Who will assess the learner?
  • When will the assessment occur?
  • What tool(s) will be used?
  • How will the assessment be used (formative, summative, both)?
  • How often will the assessment occur?


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Objective 4: Two take home tools for Two difficult competencies
  • Two take home tools
    • Structured journal club
    • Portfolio
  • Two tough competencies
    • Practice based learning
    • Systems base learning
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Define PBL competency
  • Practice-Based Learning and Improvement
    • Investigation & evaluation of own patient care
    • Appraisal & assimilation of evidence
    • Improvements in own patient care
    • (Evidence based medicine in practice)
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Example: Journal club
  • Why: To assess practice based learning
  • Who: Rotating faculty journal club leader
  • When: Four times per year
  • What: Structured journal club checklist
  • How: Formative & summative encounter


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Results of pilot study
  • N=29 residents
  • 3 academic centers (Iowa, UC, UCLA)


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Scoring rubric:
(Pre and post self-testing)
  • 1 = Unaware of concept in PBL
  • 2 = Aware but did not apply
  • 3 = Applied did not document results
  • 4 = Documented application but did not sustain
  • 5 = Sustained application of concept over time
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Five domains
  • A: Appraise and assimilate scientific evidence
  • B: Read critically & draw clinical conclusions
  • C: Use systematic & standardized checklist
  • D: Apply study design & statistical methods
  • E: Maintain self-documented written record (e.g., learner portfolio) of PBL
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Percentage increase in scores for five domains (A through E): n = 29

  • Increase in score between pre & post testing
  • Domain P value
  • A 51%    0.0005
  • B 72% < 0.0001
  • C 27% < 0.0001
  • D 72% < 0.0001
  • E 86% < 0.0001
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Score change by domain
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Bottom line: Journal club
  • Statistically significant improvement (p< .0001)
  • Resident self-assessed PBL scores improved across all 5 ACGME domains


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Conclusions: Journal Club
  • Journal club can be used as a tool to both TEACH & ASSESS competency
  • JC is well known, familiar, off the shelf, feasible, valid, reliable, & cheap
  • JC in our pilot study showed statistically significant improvement in self-assessed competence
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Take home message
  • The journal club tool is…
  • Fast (off the shelf, in your program now)
  • Cheap (free)
  • Good (reliable, valid, feasible)
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Defining SBL competencies
  • Systems-Based learning (SBL)
    • Awareness of and responsiveness to larger context & system of health care
    • Ability to effectively call on system resources to provide care that optimal
    • (Work within the health care system)
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What is a portfolio?
  • Everything a learner needs to accomplish
  • Road map for success
  • Everything a learner does
  • Chronicles milestones
  • Highlights “best work”
  • Permanent record
  • Not just a repository


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Why Portfolio?
  • Assessment drives learning
  • Competencies require documentation
  • Reliable, valid, feasible, & inexpensive tools needed for assessment
  • Need for robust “off the shelf” tools now
  • Focus on individual quality improvement
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Why portfolio is a great tool?
  • Great “measuring tape” for multiple competencies
  • Can measure “tough” ones (e.g., practice-based & system based learning)
  • Draws from actual work in real world
  • Inexpensive to implement
  • Learner driven
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Basic skeleton for portfolio
What’s in it….
  • Section 1 - General Demographics
  • Section 2 - Credentialing Documentation
  • Section 3 - Department Credentials
  • Section 4 - Examination Scores
  • Section 5 - Publications / Presentations
  • Section 6 – Evaluations
  • Section 7-  Self assessment project (follow patient through system of health care, track costs of care)
  • Section8 – PBL chart audit/chart review
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When and How can I implement?
  • Start now
  • Explicit criteria for contents
  • Write down what you want
  • Start small (skeleton first)
  • Modify as needed (add more meat to skeleton)


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The future…
  • Take home CD-ROM
  • On line portfolios
  • PDA input (multimedia)
  • Direct real time access of faculty
    & program director to portfolio data
  • Comparison of aggregate data
  • Testing of reliability & validity
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Teach AND Assess simultaneously
(Newcastle coals?)
  • Existing tools
  • Journal club
  • Morbidity conference
  • Global evaluation
  • Grand rounds


  • Summative feedback
  • Surgery/procedure logs
  • Revised tools
  • Structured journal club
  • Near Miss analysis
  • 360 degree evaluation
  • Record presentations include references
  • Formative feedback
  • Portfolio
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New tools for the toolbox
  • Case based learning
  • Direct observation: simulated, standardized or real patients (objective structured clinical exam: OSCE)
  • Journal club
  • M & M (Near miss)


  • Chart audit or chart stimulated recall
  • Qualitative reviews: Patients, ancillary, peers (not just faculty)
  • Portfolio (surgical & procedure logs)
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Matrix matching tools to competencies
      • Patient care
      • Medical knowledge
      • Practice based learning
      • Interpersonal skills
      • Professionalism
      • Systems-based practice
      • Surgery
  • Direct observation, patient surveys
  • Written & oral exams
  • Journal club, quality assurance chart audit
  • Observation, evaluations
  • Performance reviews
  • Web based vignettes, case studies, portfolio, near miss
  • Surgical OSCE, video or virtual surgery, portfolio
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What is the matrix?
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ACGME:
What is the matrix?…what will your answer be??….
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Be Bold, Be Fearless…
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Blending in to the crowd wont work
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Objective 5
Survey results forthcoming
  • Where are you in the outcomes project (novice, proficient, expert?)
  • How can GME help you?
  • What do you want? What do you need?
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What can GME offer you?
  • Clearinghouse of best practices
  • Compare and contrast existing tools
  • Compliance consultation(s) for programs
  • Compile pooled educational resources
  • Collect shared tools & experience
  • Communicate via web resources
  • Chat room
  • Call the help line (ask the experts)
  • Coordinate multi-departmental pilot testing
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Summary
  • Recap of status of ACGME outcomes project (aka: the competencies)
  • Practical general strategies & insights from our local UIHC efforts
  • Few specific approaches for Practice-based learning and Systems based learning
  • Give you two take home tools (JC, Portfolio)
  • Tell you about our local survey of status quo



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Hopefully….Vision AND Action
  • 1. Neophyte to competencies: Introduction
  • 2. Newly converted: Tips for starting
  • 3. Early adopter: Tools to take home
  • 4. True believer: Implementation matrix
  • 5. Non-believer: Reason to believe